MiFID - best execution

The objective of this training course is to gain insight into:

the regulatory developments as concerns ‘best execution’ obligations;
the practical set-up of ‘best execution’ rules and procedures;
carrying out checks on compliance with the ‘best execution’ obligation.

Category Compliance & audit

Level Expert

Learning format Classroom training

Total price *

Members: € 345
Non-members: € 380
Partners/ BZB: € 345
Incompany: tailor-made, prices on request

* Are you entitled to an allowance or subsidy?
* Price: service in the context of continuing professional training, exempt from VAT

CPD Hours Compliance: 3h

Continuing Professional Development

Please let us know you're interested in this training should there be no date available, the planned date does not suit you and/or this session is full. As soon as about 5 people are registered on the interest list, we will propose a new course date. Your registration on the interest list is free of charge and without any obligation.

I register my interest

Download training course sheet

Email training course sheet

Target group

The training course can be followed by various target groups:

Compliance officers;
Internal audit employees;
Internal control employees;
Front-office employees.

Required prior knowledge

Expert level: specifically explains a given subject in detail. In order to take a training course at this level you must have sufficient prior knowledge (expertise).

Programme

CONTENTS

Brief review of the existing obligations: theory and practice based on, among other things, recent guidance documents (ESMA, FCA, etc.);
Looking ahead to developments in MiFID II/MiFIR: state of regulation and challenges;
Considerations and practical tips for carrying out checks in terms of ‘best execution’.

PRACTICAL INFORMATION

Duration: ½ journée de formation (3 heures de formation)
Time: 13:30 tot 17:00
Location: Febelfin Academy : Phoenix building, Boulevard du Roi Albert II 19, 1210 Bruxelles
Additional information: This training course will be given in English

Methodology

You follow a ‘Classroom training’ in a group. You, the other participants and the teacher are all present in the same classroom at an agreed time. There is an opportunity for interaction and feedback, both from the participants to the teacher and vice versa. The teaching material consists as a basis of a presentation via the MyFA learning platform, supplemented with various other items (such as digital syllabus, presentation, audiovisual fragments, etc.).

Teaching materials: PowerPoint presentation (slides)