MiFID - best execution
Je m'inscris à la liste d'intérêt
The objective of this training course is to gain insight into:
- the regulatory developments as concerns ‘best execution’ obligations;
- the practical set-up of ‘best execution’ rules and procedures;
- carrying out checks on compliance with the ‘best execution’ obligation.
Prix total *
Membres: € 345
Non-membres: € 380
Partenaires/ BZB: € 345
Incompany: sur mesure, prix à la demande
* Prix : prestation dans le cadre du recyclage régulier, exonérée de TVA
Heures de Recyclage Compliance: 3h
Recyclage
Manifestez votre intérêt lorsqu’aucune date n’est disponible, la date planifiée ne convient pas et/ou la session existante est complète. Dès que 5 personnes sont inscrites sur la liste d'intérêt, nous vous proposons une nouvelle date. Votre inscription sur la liste d'intérêt est gratuite et n'induit aucune obligation.
Groupe cible
The training course can be followed by various target groups:
- Compliance officers;
- Internal audit employees;
- Internal control employees;
- Front-office employees.
Connaissances préalables
Expert level: specifically explains a given subject in detail. In order to take a training course at this level you must have sufficient prior knowledge (expertise).
Programme
CONTENTS
- Brief review of the existing obligations: theory and practice based on, among other things, recent guidance documents (ESMA, FCA, etc.);
- Looking ahead to developments in MiFID II/MiFIR: state of regulation and challenges;
- Considerations and practical tips for carrying out checks in terms of ‘best execution’.
PRACTICAL INFORMATION
- Duration: ½ journée de formation (3 heures de formation)
- Time: 13:30 tot 17:00
- Location: Febelfin Academy : Phoenix building, Boulevard du Roi Albert II 19, 1210 Bruxelles
- Additional information: This training course will be given in English
Méthodologie
You follow a ‘Classroom training’ in a group. You, the other participants and the teacher are all present in the same classroom at an agreed time. There is an opportunity for interaction and feedback, both from the participants to the teacher and vice versa. The teaching material consists as a basis of a presentation via the MyFA learning platform, supplemented with various other items (such as digital syllabus, presentation, audiovisual fragments, etc.).
Teaching materials: PowerPoint presentation (slides)
Formateurs
Caroline Veris
Compliance & audit
Jeroen Verplancke
Compliance & audit
