Compliance Days

Target group

This training course can be undertaken by different groups:

• Compliance Officers;
• everyone involved in a compliance function.

Required prior knowledge

Expert level training: this training requires thorough prior knowledge of the subject.

Programme

CONTENT

You can choose to only subscribe for one of the days or for the whole program. The programme is coordinated by Caroline Veris, Deloitte Regulatory Affairs, and is hosted by various professional experts in their respective domains of expertise.  

A more detailed program will be available starting from the month of July. However, we assure you that our expert speakers are of the highest caliber, including representatives from esteemed institutions such as the National Bank of Belgium (NBB), the Financial Services and Markets Authority (FSMA), and more. Rest assured that the expertise and insights shared by these professionals will provide invaluable knowledge and guidance for all participants.

CONTENT

Day 1 (duration 7 hours)

• How has the regulatory landscape evolved in the past year and what are the key challenges for the future across the financial sector segments (banking, insurance, investment management)?

Senior representatives from different regulatory agencies come together to provide a high-level view on the most recent regulatory developments and trends impacting the work of compliance professionals. They also discuss the expectations and guidance for the future year. and respond to the question : how can a compliance professional respond and stay resilient to better protect their organisation?

• Compliance and sustainability (ESG)

Compliance and sustainability are integral components of any organization's ESG (Environmental, Social, and Governance) strategy. By ensuring compliance with regulations and ethical standards, businesses can foster a culture of responsibility and accountability. Sustainability practices not only mitigate environmental impact but also contribute to long-term viability and resilience. Together, compliance and sustainability form the foundation for businesses to create positive societal and environmental impacts while maintaining transparency and ethical integrity. Attendees can expect to gain actionable guidance from experts, enabling them to drive sustainable business practices and enhance regulatory compliance in alignment with ESG goals.

• Compliance and investor behaviour

The synergy between compliance and investor behavior is fundamental in maximizing returns while safeguarding against potential pitfalls, thus optimizing value for money and minimizing risks in investment endeavors.  

• Compliance and Macro-economic & geopolitical outlook 

Understanding the macro-economic and geopolitical outlook  is paramount for compliance teams. It provides essential insights into potential regulatory changes, market shifts, and geopolitical risks that could impact business operations. By staying informed, compliance professionals can anticipate and adapt to emerging challenges, ensuring regulatory adherence and safeguarding the organization's reputation and financial stability. In essence, investing in comprehending these outlooks is not just about regulatory compliance; it's about securing value for money by mitigating risks and seizing opportunities effectively.  This presentation will be delivered by specialists well-versed in the intricacies of macro-economic and geopolitical analysis.

Day 2 (duration 7 hours)

• During the morning sessions, esteemed speakers will deliver insightful presentations covering a range of topics, including emerging trends, the evolving compliance landscape, and the impact of new technologies on compliance practices in the banking and insurance sectors. With their expertise and industry knowledge, our speakers will provide valuable insights to help participants stay abreast of the latest developments and navigate regulatory challenges effectively.  In the past, we have delivered insightful presentations on the intersection of compliance and new technology regulation, covering topics such as DORA, TPR, outsourcing, MICA, and the AI Act.

• In the afternoon workshop sessions, attendees will have the opportunity to engage in hands-on activities and collaborative discussions, allowing them to apply the concepts learned in the morning sessions to real-world scenarios. Through interactive exercises and case studies, participants will deepen their understanding of compliance best practices and explore practical strategies for addressing compliance-related issues in their organizations.  Previous workshops have covered a variety of topics, including  Interbanking/Interinsurance, domestic screening, TMNL, KUBE, digitalization and AI, providing attendees with valuable insights into the latest trends and best practices in compliance for the banking and insurance sector.

• At the conclusion of the two-day event, there will be a comprehensive summary highlighting the key takeaways and learning points gathered. This summary will serve as a valuable recap for attendees, consolidating the insights gained from the various presentations and workshops and ensuring that participants leave with a clear understanding of the essential concepts covered during the Compliance Days.

PRACTICAL ASPECTS

• Duration: 2 days of training (7 class hours per day)
• Hours: 09:00 to 17:00 
• Location: Auditorium BNP Paribas Fortis Rue Royale 20 / Koningsstraat 20 1000 Bruxelles/Brussel
• Extra information: This training will be given in English, French and Dutch, alternating between the different speakers. All training material will be provided in English.  The programme is coordinated by Caroline Veris, Deloitte Regulatory Affairs, and is hosted by various professional experts in their respective domains of expertise.

Methodology

You follow a ‘Classroom training’ in a group. You, the other participants and the teacher are all present in the same classroom at an agreed time. There is an opportunity for interaction and feedback, both from the participants to the teacher and vice versa. The teaching material consists as a basis of a presentation via the MyFA learning platform, supplemented with various other items (such as digital syllabus, presentation, audiovisual fragments, etc.).

Teaching Material: Powerpoint presentation (slides).